FAS | Internal Control, Compliance & Fraud Investigation Services | Bookkeeping and Tax Services Firm in Katy and Houston, TX


As your trusted business partners, we work closely with you to understand your unique business requirements, and develop a customized plan to lead you to the path of your financial success

Internal Control, Compliance & Fraud Investigation

Improving business performance, turning risk and compliance efforts into opportunities, developing winning strategies and creating, enhancing and preserving values are at the core of what we do for leading organizations everywhere. These include the following services:
1. Design of Policies and procedures
Do you need to have structure and discipline on how things are done in your company and establish well-defined and written processes that you can easily replicate as you expand your business? We have the solution for you. 
As part of this engagement, we will perform business risk assessment and prepare written policies and procedures with internal control check and balance to mitigate business risks.  Following are key business processes that need proper documentation and control:
  • Order to cash process
  • Procurement  to pay process 
  • Vendor accreditation process
  • Petty Cash Handling
  • Expense reimbursement policy (travel and entertainment)
  • Capital expenditures (Acquire to retire)
  • Financial reconciliations 
2. Internal Control
Do you want to have a peace of mind that your company’s assets are safeguarded; your transactions are captured correctly and timely? We have the solution for you. 
With our internal control solution, we think about risk in the context of your business.
We can manage your internal control functions or we can work in combination with your internal staff. Whatever the structure of our relationship, we will add measurable value to the process.
Following are the standard scope of work for our engagement:
  • Internal Control Risk Assessment
  • Planning, Execution, Discussion of Proposed Management Actions
  • Financial Control Assessment
  • Operations Control Assessment


3. Forensic Review

Do you need to protect your organization from the risk of losing an average of 5% of your revenue to fraud? We have the solution for you. 

In an increasingly complex business landscape, complicated questions can arise. There is, however, a big difference between suspicion and facts. Finding the truth quickly is imperative. Gathering evidence that withstands scrutiny is essential.

Our team's experience covers a full range of areas, including but not limited to an investigation of asset misappropriation, employee theft, embezzlement, and construction-related fraud.